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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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IPRU-INV 9 App 1 Interpretation

As Published: 2015

IPRU-INV 9 App 1 Interpretation

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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