Search Result

541 - 560 of 1281 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources