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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend