Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

…

PR App 1.1

As Published: 2005

PR App 1.1

…

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

…

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 8.2 Constitution

PR 1.2 Requirement for a prospectus and exemptions

DTR 6.3 Dissemination of information

COLL 6.4 Title and registers

COBS 4.3 Financial promotions to be identifiable as such

MCOB 4A.2 Adequate explanations

PERG 2.4 Link between activities and the United Kingdom

REC 3.26 Proposals to make regulatory provision

MIPRU 4.2BA Securitisation

SUP 10A.13 Application for approval and withdrawing an application for approval

APER 4.7 Statement of Principle 7

CONC 14.1 Application

COBS 4.2 Fair, clear and not misleading communications

CONC 3.11 Not approving certain financial promotions

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration