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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

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COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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Similar To

SYSC 6.1 Compliance

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

SYSC 4.2 Persons who effectively direct the business

LR 13.4 Class 1 circulars

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SUP 3.10 Duties of auditors: notification and report on client assets

COLL 8.1 Introduction

COLL 1.1 Applications and purpose

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PERG 6.7 Examples

EG 19.13 The Consumer Protection Co-operation Regulation26

CREDS 2.1 Application and purpose

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

COLL 8.6 Termination, suspension, and schemes of arrangement

COLL 7.1 Introduction

LR 13.6 Related party circulars

COLL 6.2 Dealing