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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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DTR 6.1 Information requirements for issuers of shares and debt securities

CONC 8.3 Pre contract information and advice requirements

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

CASS 9.4 Information to clients concerning custody assets and client money

REC 4.7 The section 297 power to revoke recognition

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BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

DTR 6.2 Filing information and use of language

PR 1.2 Requirement for a prospectus and exemptions

MAR 6.1 Application

PERG 15.1 Introduction

BIPRU 3.3 The use of the credit assessments of ratings agencies

REC 4.1 Application and purpose

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PERG 8.32 Arranging deals in investments

PR 5.6 Miscellaneous