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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

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SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

As Published: 2010

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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