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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

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