Search Result

301 - 320 of 947 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA