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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR App 3.1

As Published: 2005

PR App 3.1

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

As Published: 2016

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application