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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

LR App 2.1

As Published: 2005

LR App 2.1

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers