Search Result

141 - 160 of 1711 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

IFPRU 11.3 Group recovery plans

As Published: 2015

IFPRU 11.3 Group recovery plans