Search Result

141 - 160 of 1246 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

APER 1.1A Application

As Published: 2015

APER 1.1A Application

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

IFPRU 11.3 Group recovery plans

As Published: 2015

IFPRU 11.3 Group recovery plans