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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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SUP 11.4 Requirements on firms

DTR 8.4 Continuing obligations

APER 4.2 Statement of Principle 2

FIT 1.3 Assessing fitness and propriety

SUP 12.7 Notification requirements

REC 2.13 Promotion and maintenance of standards

COLL 12.3 EEA UCITS management companies

SUP 10C.2 Purpose

LR 9.2 Requirements with continuing application

SUP 14.1 Application and purpose

CASS 1A.3 Responsibility for CASS operational oversight

SUP 18.3 Insurance business transfers outside the United Kingdom

SUP 13.12 Sources of further information

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

SUP 13A.3 Qualifications for authorisation under the Act

EG App 3.1 The FCA

COLL 11.6 Winding up, merger and division of master UCITS

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy