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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

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DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

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EG 10.7 FCA costs

As Published: 2016

EG 10.7 FCA costs

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COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

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CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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MCOB 5A.1 Application and purpose

As Published: 2015

MCOB 5A.1 Application and purpose

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COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

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MCOB 10.2 Purpose

As Published: 2012

MCOB 10.2 Purpose

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PERG 17.6 Exclusions

As Published: 2014

PERG 17.6 Exclusions

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CONC 7.8 Jurisdictional requirements

As Published: 2014

CONC 7.8 Jurisdictional requirements

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