Search Result

101 - 120 of 1366 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

DTR 3.1

As Published: 2005

DTR 3.1

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction