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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

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IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

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PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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EG 6.3 Decisions against ECA providers

As Published: 2016

EG 6.3 Decisions against ECA providers

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