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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

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PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

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COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

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PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

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SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

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CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

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