Search Result

961 - 980 of 1354 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 4.10 The timeframe for responding to information and document requirements

As Published: 2016

EG 4.10 The timeframe for responding to information and document requirements

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

EG 3.10 Liaison where other authorities have an interest

As Published: 2016

EG 3.10 Liaison where other authorities have an interest

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

IFPRU 4.15 Credit risk mitigation

As Published: 2014

IFPRU 4.15 Credit risk mitigation

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions