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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose

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FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

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COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

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COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

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PERG 6.6 The factors

SUP 15.8 Notification in respect of particular products and services

PERG 16.1 Introduction

FEES 6.4 Management expenses

ICOBS 2.2 Communications to clients and financial promotions

PERG 14.4A Activities relating to regulated sale and rent back agreements

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PERG 14.6 Carrying on a regulated activity in the United Kingdom

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SUP 6.1 Application, interpretation and purpose

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EG 16.1 The FCA’s general approach to making disapplication orders

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy