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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

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