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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

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EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

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IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2015

IPRU-INV 12.1 APPLICATION AND PURPOSE

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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EG 10.5 Section 198: the FCA’s policy

As Published: 2016

EG 10.5 Section 198: the FCA’s policy

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

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CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

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FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

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