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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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RCB 2.2 Applying for registration

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IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

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DEPP 8.2 Use of the own-initiative variation of approval power: general

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

CONC 13.1 Application

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

SUP 10A.10 Customer-dealing functions

REC 2A.1 Introduction

PERG 10.4A The application of EU Directives

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy