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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

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LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

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EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

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LR 18.4 Continuing obligations

DEPP 1.2 Introduction to statutory notices

RCB 3.2 Annual confirmations of compliance and asset pool monitor

FIT 1.1 Application and purpose

SUP 1A.4 Tools of supervision

PERG 1.4 General guidance to be found in PERG

SUP 3.6 Firms' cooperation with their auditors

SUP 17.2 Making transaction reports

COBS 2.2 Information disclosure before providing services

CASS 1.4 Application: particular activities

EG 19.31 The Small and Medium Sized Business (Credit Information Regulations) 2015

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy