Search Result

501 - 520 of 1658 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

COND 1.3 General

As Published: 2013

COND 1.3 General

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions