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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

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