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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

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Similar To

SUP 8.8 Revoking waivers

RCB 3.5 Other notifications

PERG 13.3 Investment Services and Activities

PERG 13.4 Financial Instruments

SYSC 3.1 Systems and Controls

COLL 1.1 Applications and purpose

REC 4.3 Risk assessments for UK recognised bodies

SUP 4.4 Appropriate actuaries

DEPP 6A.1 Introduction

PERG 15.2 General

LR 5.2 Cancelling listing

REC 2.2 Method of satisfying the recognition requirements

MAR 6.4 Systematic internaliser reporting requirement

SUP 16.9 Appointed representatives annual report

REC 3.21 Criminal offences and civil prohibitions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PR 5.5 Persons responsible for a prospectus

EG 15.1 Introduction

MCOB 5.6 Content of illustrations

EG 4.12 Search and seizure powers