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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews