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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

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IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

As Published: 2010

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

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COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

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PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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