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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

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DTR 3.1

As Published: 2005

DTR 3.1

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

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DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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