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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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LR 20.1 Application

As Published: 2010

LR 20.1 Application

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

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COND 1.3 General

As Published: 2013

COND 1.3 General

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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IFPRU 4.9 Stress tests

As Published: 2014

IFPRU 4.9 Stress tests

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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