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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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MCOB 4.9 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 4.9 Business loans and loans to high net worth mortgage customers: tailored provisions

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CONC 8.2 Conduct standards: debt advice

As Published: 2015

CONC 8.2 Conduct standards: debt advice

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PERG 4.15 Mortgage activities carried on by 'packagers'

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

DTR 6.4 Disclosure of Home State

BIPRU 11.4 Technical criteria on disclosure: General criteria

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

LR 19.4 Continuing obligations

DTR 1.3 Information gathering and publication

COBS 4.5 Communicating with retail clients

SUP 3.8 Rights and duties of auditors

SUP 10A.17 Further questions

SUP 15.6 Inaccurate, false or misleading information

COBS 2.4 Agent as client and reliance on others

LR 8.3 Role of a sponsor: general

DTR 1.1 Application and purpose (Disclosure rules)

COLL 4.7 Key investor information and marketing communications

PERG 14.4 Activities relating to home purchase plans

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

CASS 6.1 Application

MCOB 4.9 Business loans and loans to high net worth mortgage customers: tailored provisions

CONC 8.2 Conduct standards: debt advice