Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

…

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

…

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

…

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 13.9 Outsourcing

LR 4.2 Contents and format of listing particulars

COLL 9.3 Section 272 recognised schemes

DISP 1.10 Complaints reporting rules

SYSC 19C.2 General requirement

TC 2.1 Assessing and maintaining competence

REC 3.16 Information technology systems

DTR 5.4 Aggregation of managed holdings

COLL 11.5 Auditors

PERG 16.6 Exclusions

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

EG App 2.1 Purpose, status and application of the guidelines

DEPP 6.5D Serious financial hardship

PR 3.4 Supplementary prospectus

SUP 15.6 Inaccurate, false or misleading information