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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

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