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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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Similar To

SUP 11.4 Requirements on firms

EG 11.5 Other relevant powers

PERG 4.5 Arranging regulated mortgage contracts

DTR 5.6 Disclosures by issuers

FEES 1.1 Application and Purpose

SUP 16.1 Application

LR 13.2 Approval of circulars

LR 9.4 Documents requiring prior approval

COND 1.3 General

DISP 1.10A Complaints data publication rules

SYSC 1.4 Application of SYSC 11 to SYSC 21

REC 4.2 The supervisory relationship with UK recognised bodies

PR 5.3 Certificate of approval

IFPRU 3.2 Capital

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PERG 7.7 Post-certification issues

DTR 7.2 Corporate governance statements

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SYSC 3.2 Areas covered by systems and controls

LR 13.1 Preliminary