Search Result

141 - 160 of 352 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

PR App 1.1

As Published: 2005

PR App 1.1

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

LR 12.1 Application

As Published: 2005

LR 12.1 Application

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 13.2 General

As Published: 2011

PERG 13.2 General

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts