Search Result

121 - 140 of 1300 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

EG 19.30 The Mortgage Credit Directive Order 2015

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order 2015

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties