Search Result

901 - 920 of 1540 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

As Published: 2015

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

LR 8.1 Application

As Published: 2005

LR 8.1 Application

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2015

IPRU-INV 12.1 APPLICATION AND PURPOSE

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules