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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

DTR 3.1

As Published: 2005

DTR 3.1

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement