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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

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IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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COBS 19.5 Independent governance committees (IGCs)

As Published: 2015

COBS 19.5 Independent governance committees (IGCs)

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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