Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

…

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

SUP 21.1 Form of waiver for energy market participants

REC 6.8 Powers to supervise

REC 2.13 Promotion and maintenance of standards

LR 8.2 When a sponsor must be appointed or its guidance obtained

DEPP 4.1 Executive decision maker

SUP 16.11 Product Sales Data Reporting

CASS 11.1 Application

LR 10.4 Class 2 requirements

LR 9.4 Documents requiring prior approval

FEES 3.1 Introduction

FEES App 1.2 Periodic Fees

LR 17.4 [deleted]

SUP 15.2 Purpose

CASS 5.2 Holding money as agent of insurance undertaking

DEPP 7.2 Interviews

EG 19.22 Decision making under the Payment Services Regulations

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

PERG 13.7 The territorial application of MiFID