Search Result

521 - 540 of 1562 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

As Published: 2016

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares