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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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Similar To

SYSC 18.1 Application

SUP 10C.13 Variation of conditional and time-limited approvals

EG 15.1 Introduction

SUP 16.4 Annual controllers report

REC 2A.4 Power and procedure for RAP penalties and censures

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MIPRU 4.3 Calculation of annual income

SUP 16.6 Compliance reports

GEN 4.1 Application

SUP App 3.3 Background

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading