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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

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EG 3.2 Information requests (section 165)

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

COLL 4.5 Reports and accounts

LR 3.3 Shares

EG 4.10 The timeframe for responding to information and document requirements

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

SUP 15.12 Ongoing alerts for retail adviser complaints

FEES 11.2 Pensions guidance providers’ levy

CONC 6.7 Post contract: business practices

REC 2.16A Operation of a multilateral trading facility

COLL 8.2 Constitution

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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CASS 1.5 Application: electronic media and E-Commerce

SYSC 4.2 Persons who effectively direct the business

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

CASS 11.2 Firm classification

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

LR 7.2 The Listing and Premium Listing Principles

EG 19.20 Payment Services Regulations 2009