Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 7.6 Option PRR

LR 10.2 Classifying transactions

SUP 10C.10 Application for approval and withdrawing an application for approval

LR 2.1 Preliminary

IPRU-INV 12.1 APPLICATION AND PURPOSE

CASS 1.4 Application: particular activities

GENPRU 1.2 Adequacy of financial resources

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 9.3 The definition

INSPRU 3.1 Market risk in insurance

REC 6A.1 Exercise of passport rights by EEA market operator

PERG 5.12 Link between activities and the United Kingdom

PERG 8.36 Illustrative tables

BIPRU 11.5 Technical criteria on disclosure: General requirements

IFPRU 4.14 Counterparty credit risk

CONC 4.2 Pre-contract disclosure and adequate explanations

PERG 10.5 Employers and affinity groups (such as trade unions)

ICOBS 1.1 The general application rule

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy