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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 5.1 Application and purpose

As Published: 2014

IFPRU 5.1 Application and purpose

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EG 3.6 Investigations into collective investment schemes (section 284)

As Published: 2016

EG 3.6 Investigations into collective investment schemes (section 284)

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

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SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

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EG 10.5 Section 198: the FCA’s policy

As Published: 2016

EG 10.5 Section 198: the FCA’s policy

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FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

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DTR 8.1 Application

As Published: 2014

DTR 8.1 Application

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EG 7.7 How a person will know they are receiving a private warning

As Published: 2016

EG 7.7 How a person will know they are receiving a private warning

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EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

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EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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APER 3.2 Factors relating to all Statements of Principle

As Published: 2015

APER 3.2 Factors relating to all Statements of Principle

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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