Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

…

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

…

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 5.8 Joining the Financial Ombudsman Service

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PERG 9.10 Significance of being an open-ended investment company

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

SUP 8.3 Applying for a waiver

COLL 8.3 Investor relations

COCON 4.2 Specific guidance on senior manager conduct rules

REC 3.3 Waivers

PERG 8.12 Exemptions applying to all controlled activities

GEN 2.2 Interpreting the Handbook

SUP 13.12 Sources of further information

COLL 4.2 Pre-sale notifications

PERG 10.5 Employers and affinity groups (such as trade unions)

SUP 16.3 General provisions on reporting

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

COND 2.5 Suitability

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

SUP 10C.9 Minimising overlap with the PRA approved persons regime

SUP 3.1 Application

REC 4.2D Suspension and removal of financial instruments from trading