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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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PR App 3.1

As Published: 2005

PR App 3.1

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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