Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

…

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

…

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

…

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

…

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

…

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

…

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

…

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 11.3 Responsibility for CASS operational oversight

MAR 8.2 Requirements for benchmark submitters

SYSC 6.3 Financial crime

DEPP 4.1 Executive decision maker

SUP 5.1 Application and purpose

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

TC App 5.1

EG 19.30 The Mortgage Credit Directive Order 2015

REC 2.15 Discipline

PERG 16.3 Managing an AIF

PERG 9.4 Collective investment scheme (section 235 of the Act)