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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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DISP App 3.9 Other matters concerning redress

As Published: 2010

DISP App 3.9 Other matters concerning redress

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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DEPP 3.4 Urgent supervisory notice cases

As Published: 2013

DEPP 3.4 Urgent supervisory notice cases

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SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 20.3 Decision making under the CCA Order

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

COBS 20.2 Treating with-profits policyholders fairly

EG 4.13 Preliminary findings letters and preliminary investigation reports

DISP App 3.1 Introduction

SUP 10C.9 Minimising overlap with the PRA approved persons regime

SUP 10C.13 Variation of conditional and time-limited approvals

EG 7.9 Suspensions of voting rights

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy